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Consider your conflict of interest policy

Jeffrey M. Kaplan (jkaplan@kaplanwalker.com) is a Partner with Kaplan & Walker LLP in Princeton, New Jersey, USA.

For many—indeed, most—risk areas, it is sufficient to spell out rules and procedures in the code of conduct, as opposed to also doing so in a stand-alone policy. But when the issue is conflicts of interest (COIs), the latter approach may be warranted.

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