2020 SCCE Web Conference

SEC and DOJ Enforcement Update

  • SEC and DOJ Enforcement Update

    Sandra Moser, Partner, Quinn Emanuel Urquhart & Sullivan LLP. Richard Grime, Parter, Gibson Dunn & Crutcher LLP. Audrey Harris, Partner, Mayer Brown LLP. Sulaksh Shah, Partner, 32.

    August 12, 2020

    • SEC and DOJ Enforcement: What’s on the Horizon?

    • Revised DOJ’s Evaluation of Corporate Compliance Programs

    • SEC's use of data analytics and focus on investigation of non-GAAP metrics

    • Noteworthy SEC/DOJ settlements and their implications

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About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

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