21st Annual Compliance & Ethics Institute

Monday Morning Quarterbacking - Former SEC Lawyers Speak on Government Expectations of Investigations

  • Monday Morning Quarterbacking - Former SEC Lawyers Speak on Government Expectations of Investigations

    Andrew Dunbar, Chief Compliance Officer, Herbalife Nutrition.

    Nick Morgan, Partner, Paul Hastings.

    Michelle Alfi-Roig, Dir Ethics & Compliance, Herbalife Nutrition.

    2022-10-17

    • You and the SEC: strategies on how to conduct, report, and supervise your investigations to maximize credibility with the SEC

    • Tips for avoiding innocent mistakes in the handling of whistleblower complaints that could inadvertently land the company in hot water

    • Understand the outer limits of the SEC staff's authority in making demands as to how an investigation is conducted

THIS DOCUMENT IS ONLY AVAILABLE TO MEMBERS OR ATTENDEES. PLEASE LOG IN OR PURCHASE ACCESS.
Purchase Login
THIS RECORDING IS ONLY AVAILABLE TO ATTENDEES AND PURCHASERS. PLEASE LOG IN OR PURCHASE ACCESS.
Purchase Login

About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

952.933.4977

About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

Facebook Twitter LinkedIn
Copyright © 2024 by Society of Corporate Compliance and Ethics (SCCE) & Health Care Compliance Association (HCCA). No claim to original US Government works. All rights reserved. All information provided through this site, including without limitation all information such as the “look and feel” of the site, data files, graphics, text, photographs, drawings, logos, images, sounds, music, video or audio files on this site, is owned and/or licensed by SCCE & HCCA or its suppliers and is subject to United States and international copyright, trademark and other intellectual property laws. Any third party logos and/or content provided herein is owned by such third parties and is used by permission herein. Your use of this site to is subject to our Terms Of Use and Privacy Statement.
Cookie settings