Destruction and falsification of reports and records

15 U.S. Code § 80a-33. Destruction and falsification of reports and records

(a) Willful destruction
It shall be unlawful for any person, except as permitted by rule, regulation, or order of the Commission, willfully to destroy, mutilate, or alter any account, book, or other document the preservation of which has been required pursuant to section 80a–30(a) or 80a–31(c) of this title.
This document is only available to subscribers. Please log in or purchase access.