SUBCHAPTER I-INVESTMENT COMPANIES
- §80a-1 Findings and declaration of policy
- §80a-2 Definitions; applicability; rulemaking considerations
- §80a-3 Definition of investment company
- §80a-3a Protection of philanthropy under State law
- §80a-4 Classification of investment companies
- §80a-5 Subclassification of management companies
- §80a-6 Exemptions
- §80a-7 Transactions by unregistered investment companies
- §80a-8 Registration of investment companies
- §80a-9 Ineligibility of certain affiliated persons and underwriters
- §80a-10 Affiliations or interest of directors, officers, and employees
- §80a-11 Offers to exchange securities
- §80a-12 Functions and activities of investment companies
- §80a-13 Changes in investment policy
- §80a-14 Size of investment companies
- §80a-15 Contracts of advisers and underwriters
- §80a-16 Board of directors
- §80a-17 Transactions of certain affiliated persons and underwriters
- §80a-18 Capital structure of investment companies
- §80a-19 Payments or distributions
- §80a-20 Proxies; voting trusts; circular ownership
- §80a-21 Loans by management companies
- §80a-22 Distribution, redemption, and repurchase of securities; regulations by securities associations
- §80a-23 Closed-end companies
- §80a-24 Registration of securities under Securities Act of 1933
- §80a-25 Reorganization plans; reports by Commission
- §80a-26 Unit investment trusts
- §80a-27 Periodic payment plans
- §80a-28 Face-amount certificate companies
- §80a-29 Reports and financial statements of investment companies and affiliated persons
- §80a-30 Accounts and records
- §80a-31 Accountants and auditors
- §80a-32 Filing of documents with Commission in civil actions
- §80a-33 Destruction and falsification of reports and records
- §80a-34 Unlawful representations and names
- §80a-35 Breach of fiduciary duty
- §80a-36 Larceny and embezzlement
- §80a-37 Rules, regulations, and orders
- §80a-38 Procedure for issuance of rules and regulations
- §80a-39 Procedure for issuance of orders
- §80a-40 Hearings by Commission
- §80a-41 Enforcement of subchapter
- §80a-42 Court review of orders
- §80a-43 Jurisdiction of offenses and suits
- §80a-44 Disclosure of information filed with Commission; copies
- §80a-45 Reports by Commission; hiring and leasing authority
- §80a-46 Validity of contracts
- §80a-47 Liability of controlling persons; preventing compliance with subchapter
- §80a-48 Penalties
- §80a-49 Construction with other laws
- §80a-50 Separability
- §80a-51 Short title
- §80a-52 Effective date
- §80a-53 Election to be regulated as business development company
- §80a-54 Acquisition of assets by business development companies
- §80a-55 Qualifications of directors
- §80a-56 Transactions with certain affiliates
- §80a-57 Changes in investment policy
- §80a-58 Incorporation of subchapter provisions
- §80a-59 Functions and activities of business development companies
- §80a-60 Capital structure
- §80a-61 Loans
- §80a-62 Distribution and repurchase of securities
- §80a-63 Accounts and records
- §80a-64 Preventing compliance with subchapter; liability of controlling persons