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Sample Nonretaliation Policy to Protect People Who Report Compliance Concerns

Here’s a sample nonretaliation policy (see story, p. 1).[1] Contact Bob Wade, an attorney at Barnes & Thornburg, at

Policy Title: Nonretaliation/Nonretribution For Reporting Ethics or Compliance Concerns

Department: Corporate Compliance

Title of Policy Owner: VP & Chief Compliance Officer

Approved By: VP & Chief Compliance Officer

Effective Date: [Insert Date]

Reviewed Date: [Insert Date]

Revised Date: [Insert Date]

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