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15 U.S. Code § 80b-6. Prohibited transactions by investment advisers
It shall be unlawful for any investment adviser by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly—(1)
to employ any device, scheme, or artifice to defraud any client or prospective client;
(2)
to engage in any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client;