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15 U.S. Code § 7262

Management assessment of internal controls

15 U.S. Code § 7262. Management assessment of internal controls

(a) Rules requiredThe Commission shall prescribe rules requiring each annual report required by section 78m(a) or 78o(d) of this title to contain an internal control report, which shall—
(1)
state the responsibility of management for establishing and maintaining an adequate internal control structure and procedures for financial reporting; and
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The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

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