Webinar

101. OIG Work Plan - What we learned in 2022

     2023 HCCA Webinar  | February 15, 2023 

     • Become familiar with the key takeaways from 2022 FCPA cases
       

     • Learn about recent corporate compliance-related policy developments from the DOJ and SEC, including the September 2022 Monaco Memorandum

     • Recognize red flags and areas for compliance focus based on recent enforcement activity and trends

102. FCPA and Anti-Corruption Enforcement Developments: Updates for 2023

     2023 SCCE Webinar  | February 13, 2023 

     • Become familiar with the key takeaways from 2022 FCPA cases
       

     • Learn about recent corporate compliance-related policy developments from the DOJ and SEC, including the September 2022 Monaco Memorandum

     • Recognize red flags and areas for compliance focus based on recent enforcement activity and trends

103. Unreasonable Assurances: The Case for HIPAA Covered Entities to Pursue Compliance Beyond the BAA Boilerplate

     2023 HCCA Webinar  | February 09, 2023 

     • Define and discuss the evolution and contemporary obligations of HIPAA Covered Entities and liabilities of Business Associates under the HIPAA Privacy Rule.

     • Apply case studies and review enforcement actions and breach activity trends to make a strong business case in any type of healthcare organization for devoting additional time and treasure to BA due diligence and periodic monitoring.

     • Obtain valuable tools and learn actionable strategies for developing meaningful BAA documents, auditing compliance, and managing risks relative to both sides of the CE/BA relationship
       

104. Bootstrapping Ethics

     2023 SCCE Webinar  | February 08, 2023 

     • How to create and socialize comprehensive ethics and compliance risk assessments quickly - covering external, controls, and cultural risk factors, minimizing the friction and pain for your internal stakeholders.
       

     • How to build content that resonates by borrowing and stealing (ethically!) from marketing, behavioral science, and product design.

     • Using the power of stories (and raising kids) to connect with (sometimes hostile) internal stakeholders. Understand the power of simulated crises to change ambivalent colleagues into allies.

105. 2022 Dept of Justice and OFAC Sanctions Enforcement and Compliance Review

     2023 SCCE Webinar  | February 07, 2023 

     • DOJ and OFAC focus on evasion of and compliance with the Russia sanctions regime.
       

     • Common root cause of sanctions violations

     • Continued focus on third-party risks and violations

106. 2023 The risk is coming from inside the house: Information blocking and Non-EHR Data

     2023 HCCA Webinar  | February 02, 2023 

     • Describe October 2022 changes to Information Blocking requirements
       

     • Identify risks posed by non-EHR information systems

     • Create methodology to locate and analyze sources of non-EHR information

     • Discuss current status of enforcement of the Information Blocking Rule as it affects providers

107. Creating a Data Retention Policy to Meet Privacy Requirements

     2023 SCCE Webinar  | February 01, 2023 

     • What are the new requirements around retention of personal information?
       

     • How do companies justify the retention of personal information?

     • How to avoid conflicts across privacy and records policies?

     • How do organizations execute these new requirements?

108. 2023 Does your Compliance Training Program stand the Test of Time?

     2023 SCCE Webinar  | January 31, 2023 

     • What goes into building or reviving an effective code of conduct
       

     • How code of conduct training can influence your organization's culture

     • Why you need to assess, and update, your code of conduct training regularly

     • How you can use your code of conduct training to meet learners where they are at and not lose your learner

109. Great Expectations: CEO and CCO Certifications of Ethics & Compliance Program Effectiveness

     2023 SCCE Webinar  | January 30, 2023 

     • Participants will have a better understanding of how the CEO and CCO certification of compliance program effectiveness came to be.
       

     • Participants will learn about example cases where DOJ and SEC plea agreements required the compliance program attestation.

     • Participants will recognize how compliance attestations will benefit their company by reinforcing risk ownership and the significance of the compliance program throughout the organization.

     • Participants will leave the session with five critical steps to take when certifying, or assisting CEOs and CCOs in certifying, to the effectiveness of a company's compliance program.

110. Culture of Compliance and Value Creation

     2023 HCCA Webinar  | January 25, 2023 

     • How a culture of compliance - and effective training and measurement - are critical to Compliance's ability to deliver value to the organization.

     • How to build and measure a healthy culture of compliance at all levels of the org, from front-line workers to the CEO.

     • How to influence across to your colleagues and down to the front-line managers and staff whose mindset and behavior may need to shift in order for the organization to be in compliance.

111. Third-Party Due Diligence in LATAM

     2023 SCCE Webinar  | January 19, 2023 

     • The importance of third-party due diligence
       

     • Challenges of third-party due diligence in LATAM

     • How to establish a proper due diligence process: key steps, identifying risk based categories.

     • How to protect the organization's interests

     • The South American compliance framework: comparative approach between Argentina, Brazil, Peru and Chile

112. FCPA Enforcement Update: Lessons Learned for Best Practices

     2023 SCCE Webinar  | January 18, 2023 

     • Overview of FCPA.

     • Key Compliance Challenges.

     • Identifying foreign officials.

     • Gifts, entertainment, and hospitality.

     • Third-party due diligence.

     • Books and records compliance.

     • Lessons from recent Enforcement

     • Actions.Significant penalties for third party action.

     • Questionable books and records activities.

     • Imposition of monitors.

     • Compliance Best Practices.

     • Training of third parties/vendors.

     • Robust internal controls.

     • Regular compliance monitoring and reviews - Proactive Compliance.

113. SEC Heightens Compliance Enforcement of Public Companies - What it means for 2023

     2023 SCCE Webinar  | January 17, 2023 

     • Overview of new SEC enforcement actions enacted in 2022

     • Examples of SEC enforcement actions that have happened in 2022

     • Outlook of enforcement agenda for 2023

114. 2023 Security Risk Management for the Compliance Officer

     2023 HCCA Webinar  | January 12, 2023 

     • Benefits of doing a comprehensive security risk assessment.

     • Understanding of the scope of a comprehensive risk assessment.

     • Ability to evaluate their current security risk assessment.

     • Ability to develop a remediation plan for gaps in the current risk assessment process

115. 2023 ADA Compliance for Healthcare Facilities and Services

     2023 HCCA Webinar  | January 11, 2023 

     • Understand basics of the ADA-purpose, importance, application to healthcare facilities.

     • When developing an Americans with Disabilities Act (ADA) compliance plan, consider the perspective of people with disabilities and consult them whenever possible.

     • Be proactive, not reactive.

     • Don't wait to be sued; instead, take actions now to comply with the ADA.

     • Be on the lookout for barriers to physical access, effective communication, and the accessibility of your organization's website.

     • Physical access goes beyond wheelchair access, and effective communication includes but goes beyond providing interpretation services for deaf patients.
       

116. How to Create a Culture of Compliance: Increasing Influence by Building Trust

     2023 HCCA Webinar  | January 10, 2023 

     • Understand a Culture of Compliance
       

     • Moving away from evidencing compliance strictly through benchmarking and instead exploring how Staff perception defines culture

     • How to build trust and increase your influence in the organization

     • Using a 4 pronged approach with visibility, credibility, approachability, and the Golden Rule

     • Understanding the influence of your behavior and branding

     • How to use your influence to improve the companywide culture of compliance

117. Asset Protection in an era of Enforcement

     2022 HCCA Webinar  | December 14, 2022 

     • Hear from a former federal prosecutor, risk management expert, and wealth management specialist regarding enforcement and liability trends in the healthcare industry.

     • Learn how asset forfeiture and litigation could impact your income and retirement.

     • Obtain insights into what steps you may legally take to ensure assets are preserved

118. Security Compliance at Scale

     2022 SCCE Webinar  | December 13, 2022 

     • Learn the technical dos and don'ts in implementing security compliance frameworks such as SOC 2, ISO 27001 and HIPAA

     • Discussion about why security compliance is so critical for organizations today

     • Understand best practices for streamlining the compliance process
       

119. 2022 Risk Assessments: Why, What, When, How

     2022 HCCA Webinar  | December 12, 2022 

     • Understand the background and reasoning for completing a risk assessment.

     • Understand the core concepts of a risk assessment.

     • Learn the basics of completing a risk assessment such as: Where to start? Who to engage in the process? How frequently?

     • Centering a compliance program around a risk assessment.

     • Building a workplan form a risk assessment

120. 2022 Innovating your Auditing and Monitoring Program

     2022 HCCA Webinar  | December 08, 2022 

     • Discuss the pros and cons of traditional documentation review methodologies.
       

     • Identify alternate and innovative auditing strategies to improve auditing results.

     • Apply real-life lessons learned to elevate your compliance program effectiveness.

121. Using Branding & Storytelling to Create an Inclusive & Engaging Compliance Department

     2022 SCCE Webinar  | December 06, 2022 

     • Understand the conscious and unconscious ways in which storytelling influences the way we see ourselves, our organization, our department, our colleagues, society and products.

     • Tips to ensure that your "branding & storytelling" for your department and services is inclusive, not exclusive.

     • How to tell an authentic story to effectively communicate with your workforce.

     • Case studies of popular brands & pop-culture. (including Disney, WeWork, L Brands, Santa Claus, etc.)

122. Journey together to DEI Success with the dynamic duo of Compliance & HR

     2022 SCCE Webinar  | December 01, 2022 

     • Get woke and learn about DEI, your compliance duties, and the sentiments of your labor pool.

     • Set a solid foundation for legal and regulatory compliance around DEI using the Federal Sentencing Guidelines (FSG), enterprise risk management (ERM), and compliance risk management.

     • Build and communicate a compelling DEI story and structure that resonates with employees and drives organizational change.

     • Stack flashy employee engagement activities atop compliant DEI policies to transform DEI from a "must do" to an "essential way of life".

     • Consistently measure results, assess gaps, and refine actions to get incrementally better over time

123. Building Value: Positioning the Ethics & Compliance Role to Strategic Ethics & Compliance Business Partner

     2022 SCCE Webinar  | November 30, 2022 

     • Learn how to create an engagement strategy that positions ethics and compliance as a competitive advantage.

     • Learn techniques to develop a relationship with leaders that creates value beyond compliance.

     • Understand the business engagement skills every compliance professional should have in their toolkit

124. How Compliance Creates Value for the Healthcare Organization

     2022 HCCA Webinar  | November 29, 2022 

     • Understand the importance of selling the value of the Compliance function in your interactions with peers and organization leaders.

     • Articulate the value Compliance and reg change management bring to healthcare organizations of all sizes in five key areas: Effective compliance program mandate. Better patient experience. Reduced risk of fines. Increased revenue. PHI/HIPAA.

125. The 7 Elements Made Easy: Translating Compliance Speak for New Professionals

     2022 HCCA Webinar  | November 16, 2022 

     • Define the overarching purpose of Compliance Programs

     • From a practical perspective in detecting, correcting, and preventing wrongdoing, and;

     • From the perspective of increasing the chances of reduced culpability with the Department of Justice if wrongdoing is missed and prosecuted

     • Discuss the varying language used to describe the 7 Elements Compliance Program across organizations and how they are related

     • Review the element though definition as well as practical application for each

     • Analyze the order of the elements and explore how they can be described as both linear and circular in nature as we strive for continuous improvement