2021 Compliance Solutions Across Industries

  1. Assessing the Real-World Effectiveness of Your Compliance Program for Yourself, Leadership, and Regulators

    2021 Compliance Solutions Across Industries  | Presenter(s): Donald Griffith, Caroline McMichen, Gerry Zack, Kurt Michels  | June 09, 2021 

    • Creating an integrated, data-based system for measuring your program’s performance

    • Assessing both hard and soft factors such as culture, behavior and conduc

    • Using the data to create a stronger program

  2. Compliance challenges posed by the growth and power of Big Tech and Social Media Companies

    2021 Compliance Solutions Across Industries  | Presenter(s): Eric Young, Gene Ludwig, Greg Montana, Jeff Martino  | June 09, 2021 

    • What new or different compliance considerations are there for each of these sectors, including antitrust?

    • What is a “bank” going forward, as bank regulators are licensing Big Tech and start up Fintechs to buy and operate banks

    • Who is a “third party” if a technology or other major services provider owns a bank and provides payments services?

  3. KYC or AML requirements - meeting enhanced social and legal requirements for knowing your customer and the new AML Act

    2021 Compliance Solutions Across Industries  | Presenter(s): Jennifer Ambuehl, Brian Kindle, Katherine Lemire, Ellen Zimiles  | June 09, 2021 

    • Navigating the fast-changing sanctions regimes

    • Meeting the new UBO requirements

    • Ensuring third party partners are not creating additional risks

  4. Latest Lessons to be Learned from Anticorruption Enforcement

    2021 Compliance Solutions Across Industries  | Presenter(s): Daniel Kahn, John Cusack, Chuck Duross  | June 09, 2021 

    • Learning from Goldman Sachs and other banking and commercial cases

    • Should we expect anything different with a new administration

    • The increasing importance of non-US enforcement and multi-lateral prosecutions

  5. Navigating the enhanced Antitrust Enforcement environment

    2021 Compliance Solutions Across Industries  | Presenter(s): Theodore Banks, Carolyn Sweeney  | June 09, 2021 

    • What the Google and Facebook cases may mean for other companies

    • Non-US enforcement activity: Europe remains very active

    • Implications of emergence of FinTech for antitrust

  6. The Nexus of Governance and Compliance

    2021 Compliance Solutions Across Industries  | Presenter(s): Honorable Leo E. Strine, Jr, Jonah Crane, Eric Young  | June 09, 2021 

    • Preparing the board to meet increased DOJ expectations

    • Maximizing interactions with the Board to ensure support and during a crisis

    • New strategic value of Compliance with the Board

About SCCE

The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

952.933.4977

About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

952.988.0141

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