2020 Washington, DC Regional Compliance & Ethics Conference

1. Behavioral Ethics and Compliance

   2020 Washington, DC Regional Compliance & Ethics Conference  | Presenter(s): Jeff Kaplan, Jim Knapp  | October 09, 2020 

   • Practical lessons for using behavioral ethics in developing effective compliance programs

   • Behavioral ethics approaches to risk and program assessment

   • Using behavioral ethics in compliance, training, communications, and investigations

2. Information Security: Building a Security Culture

   2020 Washington, DC Regional Compliance & Ethics Conference  | Presenter(s): Krizi Trivisani  | October 09, 2020 

   • Creating a cybersecurity-aware culture

   • Embedding cybersecurity awareness in your compliance program

3. Interpersonal Conflict Resolution Skills for Ethics & Compliance Professionals

   2020 Washington, DC Regional Compliance & Ethics Conference  | Presenter(s): Anne R. Harris  | October 09, 2020 

   • Conflict Resolution challenges we face in our roles — sometimes as participants, sometimes as mediators

   • Critical interpersonal skills we need for conflict resolution — back to basics with Active Listening and Emotional Intelligence

   • Getting to resolution when long-term relationships matter. Trust, creative problem-solving, and win-win outcomes

4. Managing Ethics in a Time of Crisis: How to Pivot Your Ethics Program to not Only Address the Current Crisis but Also Support the Culture and Influence Change Within the Organization

   2020 Washington, DC Regional Compliance & Ethics Conference  | Presenter(s): Courtney Wallize, Sandra Evers-Manly  | October 09, 2020 

   • Strategies and ideas on how ethics organizations can adjust their programs to address new realities and risks during times of change, like #metoo, COVID-19 and Social Justice

   • Helping employees and leaders deal with change and be resilient in times of crisis

   • Moving from surviving to thriving – taking the opportunity to influence change within the organization

5. Managing Third-Party Compliance Risks after COVID-19

   2020 Washington, DC Regional Compliance & Ethics Conference  | Presenter(s): Daniel M. Hartnett  | October 09, 2020 

   • COVID-19 has accelerated the emerging trend of companies rethinking and possibly reengineering global supply chain networks

   • This will increase pressure upon compliance teams to minimize their firm’s exposure to third-party regulatory and reputational risk, often in a “do more with less” environment

   • Ensuring due diligence best practices are in place can help compliance teams support their firm’s global supply chain recovery efforts

6. The Challenges of Maintaining a Consistent Ethics Program Across Multiple Cultures and Remote Locations

   2020 Washington, DC Regional Compliance & Ethics Conference  | Presenter(s): Steven Pegg, Jennifer Whitmore  | October 09, 2020 

   • Cultural Alignment—Experiences and examples of how to deploy an ethics program that appreciates the culture not only at different geographic locations but also from different heritage businesses, even domestically

   • Managing Remote Locations—Situations that led to the development of a remote and small site international playbook and experiences of using it to achieve a consistent approach to managing the program and gathering feedback consistently

   • Using Ethics Representatives—Use of part-time ethics representatives can greatly extend the reach and range of the ethics program and result in a local deployment of the common ethics program in tune with the local culture