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Epilogue

As you know, better than most, compliance professionals must deal with complex and cumbersome laws and regulations on a daily basis. But industry laws and regulations are not new. Today, more so than in the past, we are approaching compliance in a formal, systematic way.

Armed with a mandate from regulatory agencies, our board and senior leadership, we are creating and implementing compliance programs—programs that embody and fulfill our organizations’ commitment to compliance as part of providing the best possible services.

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