2020 Compliance & Ethics Institute (CEI)

Compliance in the Crosshairs: What the Courts are Saying about Effective Compliance Practices in Compliance Officer Liability Cases

  • Compliance in the Crosshairs: What the Courts are Saying about Effective Compliance Practices in Compliance Officer Liability Cases

    David Applebaum, Partner, Jones Day. Arielle Tobin, Associate, Jones Day. Michael Henry, Senior Compliance Counsel, Boston Energy Trading and Marketing.

    September 15, 2020

    • Presentation from litigation and enforcement attorneys, and a senior in-house compliance counsel, on judicial decisions holding corporate compliance officers liable

    • When and why do courts hold compliance officers liable -- and what steps to take to reduce risk and avoid liability

    • Other lessons from recent court and agency decisions on how to make your compliance program more effective

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The Society of Corporate Compliance and Ethics (SCCE) is a non-profit, member-based professional association. SCCE supports our members' work with education, news, and discussion forums. We are a community of leaders, defining and shaping the corporate compliance environment across a wide range of industries and geographic regions. In developing and maintaining effective ethics and compliance programs, our members strengthen and protect their companies.

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About HCCA

The Health Care Compliance Association (HCCA), is a 501(c)6 non-profit, member-based professional association. HCCA was established in 1996 and is headquartered in Minneapolis, MN. We provide training, certification, and other resources to over 10,000 members. Our members include compliance officers and staff from a wide range of organizations, including hospitals, research facilities, clinics and technology service providers.

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