Truth or Consequences: Demonstrating Regulator Ready Compliance Plans vs. Consequences

Teri Quimby, Attorney, Teri Quimby Law, PLLC.

July 27, 2020

  • Elements of a regulator's thought process: Understanding the use of your compliance information (or lack thereof) to determine consequences

  • Ways to demonstrate plan effectiveness for government records and hearings

  • “Grey areas”: How to create a compliance program when government standards are not clear

  • Codes of Conduct/Best Practices: Building better bridges between government expectations and business practice

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