SCCE Conference Slides and Recordings

  1. How to Make Adherence to E&C as Easy as a Habit: Practical Hints for Individuals and Organizations

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • Focus on systems rather than goals to build an Ethics and Compliance habit

    • Use the four stages of habits to promote and strengthen your Ethics and Compliance program

    • Make Ethics & Compliance part of your identity

  2. Dubai - The Risks in Assessing Risk

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • Recognize common shortcomings in human judgement regarding risk management

    • Identify ways to avoid them

    • Improve your risk management strategies

  3. Enhance your Compliance Culture with the Reason Why

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • What is the "reason why"?

    • Effective and ineffective "reasons why"

    • Audience of the "reason why"

  4. Dubai - ESG Comes to the Forefront & Disclosure Adoption Requirements

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • Understand recent developments in the international ESG regulatory landscape

    • Articulate reporting requirements of the United States SEC Proposal on Climate Change Disclosures

    • Develop strategy to prepare your company for mandatory ESG reporting requirements

  5. The "G" in ESG

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • The Sustainable Development Goals of the United Nations and the rise of the ESG agenda

    • ESG in the Middle East: risks, opportunities, and relevant regulations in KSA and UAE

    • The governance components within the ESG regulation and compliance with these governance provisions

  6. Using Technology to Bring Your Compliance Program to Life

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • How to use groundbreaking technologies to innovate in compliance

    • How to think outside the box and make compliance appealing through immersive technologies

    • How to use compliance as a tool to further inspire the strategic objectives of the organization

  7. The Six Myths of Business Ethics

    2022 SCCE Webinar  | November 09, 2022 

    • Distinguish between actual truths and myths about business ethics, including the code of conduct supporting ethical behavior; the compliance program helping the organization become more ethical; whistleblowing tools reducing the risks of unethical behavior, etc.

    • Explore tools for enabling better auditing these myths and mitigating related risks.

    • Discuss ideas to help their organization become more ethical.

  8. Title IX: The Past, Present, and Future of Campus Investigations, Adjudications, and Litigation, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Understand the current status of the Title IX regulations and what changes we expect to see soon

    • Learn how to identify and properly handle Title IX complaints, focusing on trauma-informed techniques

    • Learn best practices for conducting investigations under the new 2020 regulation guidelines

  9. Ethics Training They'll Volunteer to Take, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Bite size is the right size: How to break the content up into palatable servings

    • Encouraging engagement: Ways to invite additional exploration outside of training

    • Recognizing achievement without breaking the bank: Ideas for rewarding participation

  10. Implementing an Effective Compliance Assessment Framework, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Determine how to evaluate the effectiveness of existing compliance and ethics activities

    • Establish an effective assessment process and develop a roadmap to prioritize future assessments

    • Discuss how reporting on the outcomes of a compliance assessment can drive continuous improvement

  11. DE&I, Compliance and Higher Education, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Learn how to make compliance an effective part of your institution's DE&I initiative

    • Understand the pitfalls that can derail a DE&I effort

    • Successfully navigate the complexities of DE&I in a higher education setting

  12. Building and Reinforcing a Culture of Values in Your Institution, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Using an ongoing university initiative as a case study, participants will learn to: Define, measure, and assess their values-based culture

    • Refine, improve, and implement their university's values statement

    • Operationalize values through key university systems and processes

  13. Foreign Gifts and Contract Reporting: Section 117 and Beyond, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Understand evolving federal DOE, DOD, and DOC reporting requirements regarding foreign gift contracts

    • Learn about new reporting and review processes under the Endless Frontiers Act and federal CFIUS regulations

    • Obtain practical tools and tips to collect and report all foreign funds and activities accurately

  14. Due Diligence for Mergers & Acquisitions - 2022 HCCA Scottsdale Regional

    2022 Scottsdale Regional Healthcare Compliance Conference  | November 07, 2022 

    • The importance of understanding your business and associated risks Understand the differences

    • Legal Due Diligence vs. Compliance Due Diligence and how they support each other

    • Learn about compliance and privacy considerations and the three phases of merger and acquisition review

  15. 2022 Past Is Prologue: Preparing for the Next Geopolitical Disruption from a Trade-Compliance Perspective

    2022 SCCE Webinar  | November 03, 2022 

    • Trade-compliance lessons learned from the conflicts in Iran, Russia, Afghanistan, Myanmar and more.

    • Preparing for the next geopolitical event that triggers disruptions in trade and supply chains.

    • Understanding the importance of working with stakeholders across the business to stay prepared.

  16. 2022 Why tone at the top is not Enough

    2022 SCCE Webinar  | October 26, 2022 

    • Identify the role of Tone at the Top in an effective compliance program.

    • Identify how you measure your programs Tone at the Top.

    • Learn how the over reliance on messaging to set the Tone at the Top has dramatically failed at major companies around the world.

    • Identify the direction that legal scholars and the DOJ recommend for improving accountability at the top.

    • Learn about some ways to guide (or maybe push) your Tone at the Top further to achieve greater understanding and accountability

  17. 2022 Want to be an ethics advocate in the Workplace?

    2022 SCCE Webinar  | October 25, 2022 

    • Differentiate two ways to be an ethics advocate in the workplace: first advisor and first responder.

    • Understanding moral muteness and its two causes in the workplace.

    • Learn four tools for being an effective ethics advocate

  18. Extreme Makeover, Ethics and Compliance Edition: Take Your Budget Proposal from Flat to Fabulous

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Assess the weak points of a standard compliance budget proposal

    • Reinvent proposals with a data-driven approach that speaks the Board and Finance language necessary to gain senior buy-in

    • Makeover your ROI case AND your proposal deck with easy-to-follow principles

  19. The Not So Silent Killer of Compliance & Ethics: Retaliation

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • How to get people to speak up

    • Why retaliation is a serious compliance risk

    • Practical steps to prevent, detect and deter retaliation

  20. Supercharge Your Compliance and Ethics Program With Behavioral Science Techniques

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Proactively identify, communicate, and overcome common barriers to ethical decision making

    • Analyze root causes, identify ethical red flags, and mitigate potential behavioral risk concerns

    • Incorporate practical steps to mitigate evolving risks related to business changes and remote work

  21. Can the US Operate With 50+ Sets of Privacy Rules?

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Why there is no single standard for businesses and consumers to rely upon

    • How different states are handling privacy

    • The consequences of the status quo 50+ privacy laws, and possible solutions

  22. Risk Assessments in Compliance - What We Can Learn and Apply From ERM and Audit

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Discuss the objective of risk assessments within compliance programs

    • Review approaches and strategies for an effective compliance risk assessment

    • Share resources and tools for immediate application to our own risk assessments

  23. The Monaco Memo: Compliance Lessons from DOJ's Revised Corporate Criminal Enforcement Policies

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Learn how DOJ will consider "corporate recidivism" in charging decisions

    • Understand the factors DOJ will consider when determining whether to impose an independent compliance monitor

    • Discuss DOJ's expectations for compensation clawbacks and third-party messaging apps

  24. What Is a Software Bill of Materials and Why Should Compliance Professionals Care?

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Learn what a software bill of materials (SBoM) is and why it is vital in cyber risk assessment

    • Understand why SBoMs have not been standard and how the government is advancing them

    • Develop a practical plan for addressing the role of compliance in SBoM issues in your company

  25. How to Leverage Investigations To Build a Better E&C Program

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Learn how investigations helped us connect theoretical compliance risks to real business threats

    • Understand how we used substantiated allegations as momentum to advance the ethics and compliance agenda

    • Hear how we continue to drive ethical culture using investigation outcomes and remedial activities