SCCE Conference Slides and Recordings

  1. The Top Compliance & Risk Trends for 2023

    2023 SCCE Webinar  | March 03, 2023 

    • Each year and each new technological advance brings new tools, tactics, and options to drive a strong compliance culture

    • Discover new possibilities for effective communications, meaningful data, and other elements to kickstart program improvements

    • We'll list and unpack each trend and share real-life case studies and examples of how they can be put into practice

  2. Fostering a Speak-Up Culture at Your Organization

    2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference  | February 21, 2023 

    • Is your reporting system working? Learn how to collect the right data to prove it.

    • See strategies for removing roadblocks to help employees feel comfortable raising concerns.

    • Use effective, targeted, creative messaging to foster and improve speak-up culture

  3. How FAR Do You Have To Go? Discussing the Practical Implementation of FAR Compliance Program Requirements

    2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference  | February 21, 2023 

    • What does a FAR-compliant, best practices Code of Conduct look like?

    • What are practical ways to make sure you "promote" a culture consistent with FAR expectations?

    • What are the components of an effective "ongoing business ethics awareness and compliance program"?

  4. Establishing an Enterprise ERM/GRC Strategy with Compliance in Mind 2023

    2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference  | February 21, 2023 

    • Understand the concepts of enterprise risk management and governance, risk, and compliance.

    • Learn how to facilitate engagement across governance groups

    • Identify the key benefits of an aligned ERM/GRC strategy

  5. The Roles and Responsibilities of Ethics and Compliance Professionals in Addressing A.I. Risks

    2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference  | February 21, 2023 

  6. DFARS, CMMC, and RMF - Navigating Security in the Defense Industry

    2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference  | February 21, 2023 

    • Identify and understand the cyber regulations required to protect data in our industry

    • Select controls to invest in that will have the biggest impact to both their company's security posture and their regulatory compliance

    • Understand simple steps they can take to help their supplier's security and cyber resources they may be able to leverage

  7. How DEI is Transforming Compliance Departments and What Can You Do About It?

    2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference  | February 21, 2023 

    • Identify existing DEI compliance requirements that you must pay attention to

    • Differentiate between real barriers to advancing DEI efforts in your workplace

    • Recognize specific mechanisms and techniques to measure compliance with DEI requirements

  8. Employee Communications in the Modern Age: What Compliance Should Know

    2023 SCCE California & Phoenix Regional Compliance & Ethics Conference  | February 10, 2023 

    • How should companies address evolving DOJ standards for preserving and collecting business communications?

    • Are policies enough? What are best practices for drafting and enforcing device usage and collection policies?

    • What's next? How should companies prepare for increasingly complex modes of communication and challenges in monitoring and preserving employee communications?

  9. FCPA and Anti-Corruption Enforcement Developments: Updates for 2023

    2023 SCCE Webinar  | February 13, 2023 

    • Become familiar with the key takeaways from 2022 FCPA cases

    • Learn about recent corporate compliance-related policy developments from the DOJ and SEC, including the September 2022 Monaco Memorandum

    • Recognize red flags and areas for compliance focus based on recent enforcement activity and trends

  10. DOJ Compliance Enforcement Updates

    2023 SCCE California & Phoenix Regional Compliance & Ethics Conference  | February 10, 2023 

    • A look back at 2022 and whether enforcement predictions were met

    • Key cases and how recent DOJ pronouncements have changed the corporate enforcement policy and compliance landscape

    • Emerging enforcement/compliance issues for the next year and beyond

  11. The Intersection of Compliance and ESG

    2023 SCCE California & Phoenix Regional Compliance & Ethics Conference  | February 10, 2023 

    • A look at compliance's role in ESG across diverse organizations

    • A parallel look at assessing compliance risk and ESG materiality

    • What compliance can learn from ESG frameworks about measuring and reporting on our programs

  12. The Not So New Normal: Ensuring a Culture of Integrity in a Hybrid Remote Workplace

    2023 SCCE California & Phoenix Regional Compliance & Ethics Conference  | February 10, 2023 

    • What additional resources or initiatives do we need to implement to ensure effective ethics and compliance signals (from peers and managers)?

    • How can the compliance function develop or maintain strong relationships with the business if they have few opportunities to meet in person?

    • If there is less opportunity for employees to observe their colleagues modeling ethical or unethical behavior, how can we incent or disincentivize this behavior as necessary?

    • Has the volume of allegations or out of policy transactions changed since hybrid work became a reality?

    • Have the types of allegations or concerns changed?

    • Have HR policies been aligned to current workforce strategy (remote, hybrid or on-site)?

    • Do employees believe the policies are fair and applied consistently across the workforce?

  13. Effective E&C Training...on a Shoestring Budget

    2023 SCCE California & Phoenix Regional Compliance & Ethics Conference  | February 10, 2023 

    • What to train

    • Who to train

    • How to train

    • Best Practices

  14. Plugging In with Compliance: Opportunities to Develop and Connect with Compliance Peers in 2023

    2023 SCCE California & Phoenix Regional Compliance & Ethics Conference  | February 10, 2023 

    • Since the pandemic hit in March of 2020, Ethics and Compliance professionals have had less opportunities to network in-person

    • In this lively discussion, we will look at the creation of MentorCore, the CCC (Compliance Career Connection) and The Seven Elements Book Club

    • Our three panelists will describe some organic tools they developed to keep their customers, clients and colleagues connected through social media and creation of new networks

  15. Bootstrapping Ethics

    2023 SCCE Webinar  | February 08, 2023 

    • How to create and socialize comprehensive ethics and compliance risk assessments quickly - covering external, controls, and cultural risk factors, minimizing the friction and pain for your internal stakeholders.

    • How to build content that resonates by borrowing and stealing (ethically!) from marketing, behavioral science, and product design.

    • Using the power of stories (and raising kids) to connect with (sometimes hostile) internal stakeholders. Understand the power of simulated crises to change ambivalent colleagues into allies.

  16. 2022 Dept of Justice and OFAC Sanctions Enforcement and Compliance Review

    2023 SCCE Webinar  | February 07, 2023 

    • DOJ and OFAC focus on evasion of and compliance with the Russia sanctions regime.

    • Common root cause of sanctions violations

    • Continued focus on third-party risks and violations

  17. Creating a Data Retention Policy to Meet Privacy Requirements

    2023 SCCE Webinar  | February 01, 2023 

    • What are the new requirements around retention of personal information?

    • How do companies justify the retention of personal information?

    • How to avoid conflicts across privacy and records policies?

    • How do organizations execute these new requirements?

  18. 2023 Does your Compliance Training Program stand the Test of Time?

    2023 SCCE Webinar  | January 31, 2023 

    • What goes into building or reviving an effective code of conduct

    • How code of conduct training can influence your organization's culture

    • Why you need to assess, and update, your code of conduct training regularly

    • How you can use your code of conduct training to meet learners where they are at and not lose your learner

  19. Great Expectations: CEO and CCO Certifications of Ethics & Compliance Program Effectiveness

    2023 SCCE Webinar  | January 30, 2023 

    • Participants will have a better understanding of how the CEO and CCO certification of compliance program effectiveness came to be.

    • Participants will learn about example cases where DOJ and SEC plea agreements required the compliance program attestation.

    • Participants will recognize how compliance attestations will benefit their company by reinforcing risk ownership and the significance of the compliance program throughout the organization.

    • Participants will leave the session with five critical steps to take when certifying, or assisting CEOs and CCOs in certifying, to the effectiveness of a company's compliance program.

  20. DEI in Sports: A Personal journey in Formula 1

    2023 Sports, Compliance, and Ethics Conference  | January 19, 2023 

    • Evolving Acceptance of Gay People in Sports

    • Challenges That Persist

    • Strategies for Promoting Greater Inclusivity

  21. Third-Party Due Diligence in LATAM

    2023 SCCE Webinar  | January 19, 2023 

    • The importance of third-party due diligence

    • Challenges of third-party due diligence in LATAM

    • How to establish a proper due diligence process: key steps, identifying risk based categories.

    • How to protect the organization's interests

    • The South American compliance framework: comparative approach between Argentina, Brazil, Peru and Chile

  22. Illegal Betting on Horse Racing and Other Sports

    2023 Sports, Compliance, and Ethics Conference  | January 19, 2023 

    • Review of the global frameworks for integrity, including new US requirements

    • How the sport has adapted to a widening regulatory and social remit

    • Expansion of the wagering market, both legal and illegal, and its impact on the sport and compliance efforts

  23. Online Sports Betting: A New Challenge or Nothing New

    2023 Sports, Compliance, and Ethics Conference  | January 19, 2023 

    • Does the explosion of online gaming create new risks?

    • What are gaming companies doing to protect against bad actors and encourage responsible gaming

    • How should leagues protect themselves

  24. One Breath of Scandal: Ensuring Integrity in Sports Officiating

    2023 Sports, Compliance, and Ethics Conference  | January 19, 2023 

    • Setting a strong foundation of integrity

    • Proper and fair investigations of wrongdoing and imposing discipline

    • Meeting the challenges of gaming and new risk areas

  25. Amateur Sports in the Name, Image, and Likeness Era

    2023 Sports, Compliance, and Ethics Conference  | January 19, 2023 

    • Managing potential conflicts of interest

    • Protecting against undue influence

    • Keeping student athletes grounded