SCCE Conference Slides and Recordings
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The Top Compliance & Risk Trends for 2023
2023 SCCE Webinar | March 03, 2023
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Each year and each new technological advance brings new tools, tactics, and options to drive a strong compliance culture
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Discover new possibilities for effective communications, meaningful data, and other elements to kickstart program improvements
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We'll list and unpack each trend and share real-life case studies and examples of how they can be put into practice
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Fostering a Speak-Up Culture at Your Organization
2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference | February 21, 2023
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Is your reporting system working? Learn how to collect the right data to prove it.
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See strategies for removing roadblocks to help employees feel comfortable raising concerns.
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Use effective, targeted, creative messaging to foster and improve speak-up culture
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How FAR Do You Have To Go? Discussing the Practical Implementation of FAR Compliance Program Requirements
2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference | February 21, 2023
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What does a FAR-compliant, best practices Code of Conduct look like?
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What are practical ways to make sure you "promote" a culture consistent with FAR expectations?
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What are the components of an effective "ongoing business ethics awareness and compliance program"?
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Establishing an Enterprise ERM/GRC Strategy with Compliance in Mind 2023
2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference | February 21, 2023
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Understand the concepts of enterprise risk management and governance, risk, and compliance.
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Learn how to facilitate engagement across governance groups
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Identify the key benefits of an aligned ERM/GRC strategy
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The Roles and Responsibilities of Ethics and Compliance Professionals in Addressing A.I. Risks
2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference | February 21, 2023
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DFARS, CMMC, and RMF - Navigating Security in the Defense Industry
2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference | February 21, 2023
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Identify and understand the cyber regulations required to protect data in our industry
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Select controls to invest in that will have the biggest impact to both their company's security posture and their regulatory compliance
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Understand simple steps they can take to help their supplier's security and cyber resources they may be able to leverage
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How DEI is Transforming Compliance Departments and What Can You Do About It?
2023 Aerospace, Defense & Government Contracting Compliance & Ethics Conference | February 21, 2023
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Identify existing DEI compliance requirements that you must pay attention to
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Differentiate between real barriers to advancing DEI efforts in your workplace
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Recognize specific mechanisms and techniques to measure compliance with DEI requirements
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Employee Communications in the Modern Age: What Compliance Should Know
2023 SCCE California & Phoenix Regional Compliance & Ethics Conference | February 10, 2023
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How should companies address evolving DOJ standards for preserving and collecting business communications?
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Are policies enough? What are best practices for drafting and enforcing device usage and collection policies?
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What's next? How should companies prepare for increasingly complex modes of communication and challenges in monitoring and preserving employee communications?
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FCPA and Anti-Corruption Enforcement Developments: Updates for 2023
2023 SCCE Webinar | February 13, 2023
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Become familiar with the key takeaways from 2022 FCPA cases
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Learn about recent corporate compliance-related policy developments from the DOJ and SEC, including the September 2022 Monaco Memorandum
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Recognize red flags and areas for compliance focus based on recent enforcement activity and trends
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DOJ Compliance Enforcement Updates
2023 SCCE California & Phoenix Regional Compliance & Ethics Conference | February 10, 2023
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A look back at 2022 and whether enforcement predictions were met
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Key cases and how recent DOJ pronouncements have changed the corporate enforcement policy and compliance landscape
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Emerging enforcement/compliance issues for the next year and beyond
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The Intersection of Compliance and ESG
2023 SCCE California & Phoenix Regional Compliance & Ethics Conference | February 10, 2023
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A look at compliance's role in ESG across diverse organizations
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A parallel look at assessing compliance risk and ESG materiality
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What compliance can learn from ESG frameworks about measuring and reporting on our programs
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The Not So New Normal: Ensuring a Culture of Integrity in a Hybrid Remote Workplace
2023 SCCE California & Phoenix Regional Compliance & Ethics Conference | February 10, 2023
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What additional resources or initiatives do we need to implement to ensure effective ethics and compliance signals (from peers and managers)?
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How can the compliance function develop or maintain strong relationships with the business if they have few opportunities to meet in person?
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If there is less opportunity for employees to observe their colleagues modeling ethical or unethical behavior, how can we incent or disincentivize this behavior as necessary?
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Has the volume of allegations or out of policy transactions changed since hybrid work became a reality?
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Have the types of allegations or concerns changed?
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Have HR policies been aligned to current workforce strategy (remote, hybrid or on-site)?
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Do employees believe the policies are fair and applied consistently across the workforce?
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Effective E&C Training...on a Shoestring Budget
2023 SCCE California & Phoenix Regional Compliance & Ethics Conference | February 10, 2023
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What to train
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Who to train
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How to train
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Best Practices
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Plugging In with Compliance: Opportunities to Develop and Connect with Compliance Peers in 2023
2023 SCCE California & Phoenix Regional Compliance & Ethics Conference | February 10, 2023
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Since the pandemic hit in March of 2020, Ethics and Compliance professionals have had less opportunities to network in-person
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In this lively discussion, we will look at the creation of MentorCore, the CCC (Compliance Career Connection) and The Seven Elements Book Club
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Our three panelists will describe some organic tools they developed to keep their customers, clients and colleagues connected through social media and creation of new networks
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Bootstrapping Ethics
2023 SCCE Webinar | February 08, 2023
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How to create and socialize comprehensive ethics and compliance risk assessments quickly - covering external, controls, and cultural risk factors, minimizing the friction and pain for your internal stakeholders.
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How to build content that resonates by borrowing and stealing (ethically!) from marketing, behavioral science, and product design.
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Using the power of stories (and raising kids) to connect with (sometimes hostile) internal stakeholders. Understand the power of simulated crises to change ambivalent colleagues into allies.
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2022 Dept of Justice and OFAC Sanctions Enforcement and Compliance Review
2023 SCCE Webinar | February 07, 2023
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DOJ and OFAC focus on evasion of and compliance with the Russia sanctions regime.
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Common root cause of sanctions violations
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Continued focus on third-party risks and violations
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Creating a Data Retention Policy to Meet Privacy Requirements
2023 SCCE Webinar | February 01, 2023
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What are the new requirements around retention of personal information?
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How do companies justify the retention of personal information?
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How to avoid conflicts across privacy and records policies?
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How do organizations execute these new requirements?
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2023 Does your Compliance Training Program stand the Test of Time?
2023 SCCE Webinar | January 31, 2023
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What goes into building or reviving an effective code of conduct
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How code of conduct training can influence your organization's culture
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Why you need to assess, and update, your code of conduct training regularly
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How you can use your code of conduct training to meet learners where they are at and not lose your learner
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Great Expectations: CEO and CCO Certifications of Ethics & Compliance Program Effectiveness
2023 SCCE Webinar | January 30, 2023
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Participants will have a better understanding of how the CEO and CCO certification of compliance program effectiveness came to be.
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Participants will learn about example cases where DOJ and SEC plea agreements required the compliance program attestation.
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Participants will recognize how compliance attestations will benefit their company by reinforcing risk ownership and the significance of the compliance program throughout the organization.
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Participants will leave the session with five critical steps to take when certifying, or assisting CEOs and CCOs in certifying, to the effectiveness of a company's compliance program.
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DEI in Sports: A Personal journey in Formula 1
2023 Sports, Compliance, and Ethics Conference | January 19, 2023
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Evolving Acceptance of Gay People in Sports
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Challenges That Persist
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Strategies for Promoting Greater Inclusivity
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Third-Party Due Diligence in LATAM
2023 SCCE Webinar | January 19, 2023
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The importance of third-party due diligence
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Challenges of third-party due diligence in LATAM
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How to establish a proper due diligence process: key steps, identifying risk based categories.
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How to protect the organization's interests
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The South American compliance framework: comparative approach between Argentina, Brazil, Peru and Chile
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Illegal Betting on Horse Racing and Other Sports
2023 Sports, Compliance, and Ethics Conference | January 19, 2023
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Review of the global frameworks for integrity, including new US requirements
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How the sport has adapted to a widening regulatory and social remit
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Expansion of the wagering market, both legal and illegal, and its impact on the sport and compliance efforts
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Online Sports Betting: A New Challenge or Nothing New
2023 Sports, Compliance, and Ethics Conference | January 19, 2023
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Does the explosion of online gaming create new risks?
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What are gaming companies doing to protect against bad actors and encourage responsible gaming
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How should leagues protect themselves
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One Breath of Scandal: Ensuring Integrity in Sports Officiating
2023 Sports, Compliance, and Ethics Conference | January 19, 2023
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Setting a strong foundation of integrity
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Proper and fair investigations of wrongdoing and imposing discipline
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Meeting the challenges of gaming and new risk areas
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Amateur Sports in the Name, Image, and Likeness Era
2023 Sports, Compliance, and Ethics Conference | January 19, 2023
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Managing potential conflicts of interest
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Protecting against undue influence
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Keeping student athletes grounded
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