2022 Southern California Regional Compliance & Ethics Conference

1. Compliance Priorities from the White House

   2022 Southern California Regional Compliance & Ethics Conference  | February 10, 2022 

   • Continuing enforcement priorities: Global Corruption, Corporate Fraud/Individual Accountability

   • Newcomers to the priority list: Anti-trust, ESG, Cryptocurrency, Cybersecurity, COVID 19 Pandemic Relief Fraud

   • What these priorities mean for risk assessment and compliance resource allocation

2. Shopping the Modern Compliance Millinery: Effective Communications Strategies for Practitioners

   2022 Southern California Regional Compliance & Ethics Conference  | February 10, 2022 

   • Think like a marketer to deliver clear policy guidance to employees

   • Drive engagement through managers and supervisors

   • Leverage data and lessons learned to drive employee behavior

3. 5 ways to build a successful ABAC Program

   2022 Southern California Regional Compliance & Ethics Conference  | February 10, 2022 

   • Understanding your ABAC risks and how to be preventive with effective training and communication

   • Discover ways to simplify your ABAC standards and controls

   • Understand why KPI's and analytics are helpful in running a successful ABAC Program.

4. Communications, from Dial Up to WhatsApp: Knowing the Rules and Finding the Risks

   2022 Southern California Regional Compliance & Ethics Conference  | February 10, 2022 

   • What JPMorgan did wrong (that cost them $200M) and what you can do right

   • Finding the rules and ensuring compliance

   • Are there hidden risks in your organization?

5. Qualitating the Quantitative: Using Data to Drive Culture-Based Insights and Program Strategy

   2022 Southern California Regional Compliance & Ethics Conference  | February 10, 2022 

   • Recent guidance from the DOJ and other regulators makes it clear that measurement and analytics are a critical part of evaluating and steering a compliance program

   • But compliance programs have historically lacked access to useful, actionable data - or this has proved time-consuming and expensive to gather and analyze

   • In this case study, we'll review new, practical options for collecting, analyzing, and applying data - including via existing touchpoints in your program and data and initiatives that you "own" and control

6. SUPERHIGHWAY ROBBERY: The implications of ransomware on privacy, security and compliance

   2022 Southern California Regional Compliance & Ethics Conference  | February 10, 2022 

   • Information Security Officer language de-coder ring, how to speak the same language

   • To pay or not to pay, that is the question?

   • When everything trickles down- the impacts you need to consider