2021 Southern California Regional Compliance & Ethics Conference

  1. Anti-Corruption: Government Priorities for 2021

    2021 Southern California Regional Compliance & Ethics Conference  | Presenter(s): Brian Michael, Eric Feldman, Sarah Levitt  | January 22, 2021 

    • Meet the Enforcers: Insight on recently announced appointees and potential candidates for enforcement leadership roles

    • Anticipated DOJ Enforcement Priorities: Comparison of the new and outgoing administrations

    • Expectations for other enforcement agencies, including CFPB, Special IG for Pandemic Recovery, Agency OIGs, and suspending and debarring officials

    • Likely interplay between federal and state enforcement activity

  2. Building or Altering Your Compliance Program On the Fly: How to Prioritize When Regulators, Monitors or Other External Forces Demand Immediate Changes

    2021 Southern California Regional Compliance & Ethics Conference  | Presenter(s): Mikhail Reider-Gordon  | January 22, 2021 

    • This session will examine how those within corporate compliance departments and related groups can work to prioritize addressing compliance deficiencies identified by external drivers where demands for immediate corrective actions collide with resource limitations

    • Many companies feel overwhelmed when outside supervisory authorities identify a litany of regulatory compliance deficiencies and fail to give precedence to those that can have the most devastating impacts

    • How do senior management, Corporate Counsel, Ethics & Compliance departments and other internal stakeholders learn to recognize and remediate areas of deficiency when urgency eclipses long-term plans?

  3. Navigating Compliance in a Changing Risk Landscape

    2021 Southern California Regional Compliance & Ethics Conference  | Presenter(s): Neha Gupta  | January 22, 2021 

    • Working from home: How does this affect your employees as well as your clients?

    • How has your E&C Budget changed?

    • As social distancing looks to be the norm for the next year or so, how do E&C professionals deal with the current normal?

  4. What the Government Looks for in Compliance Training

    2021 Southern California Regional Compliance & Ethics Conference  | Presenter(s): Ricardo Pellafone  | January 22, 2021 

    • Breaking down common myths about what you “need” to do

    • Understanding how prevention and defensibility work together

    • Avoiding what most companies get wrong (and what to do instead)

  5. Security, Privacy, Compliance: the Confluence, the Crossover and the Critical People Needs

    2021 Southern California Regional Compliance & Ethics Conference  | Presenter(s): Lisa Beth Lentini Walker, Daniel Ayala  | January 22, 2021 

    • Learn about the trends forcing greater collaboration

    • Discover ways to effectively communicate when you don’t (yet) speak the same language

    • Create your personal (and team) roadmap to meeting the people skill challenges ahead

  6. Transformation! 5 Success Strategies for Compliance Changemakers (2021 Southern California Regional Compliance & Ethics Conference)

    2021 Southern California Regional Compliance & Ethics Conference  | Presenter(s): Amii Barnard-Bahn, Virginia MacSuibhne  | January 22, 2021 

    • Organizations have a natural tendency to resist change. Compliance leaders need to adopt change management principles to successfully manage this natural resistance

    • Learn the 5 change management principles that will enable you to manage compliance initiatives for optimal acceptance, cultivate positive business relationships, and create an information funnel that enables continuous improvement

    • Explore a Roche case study illustrating how change management principles transformed the business. Attendees will come away with a deep understanding that change management ensures our most important work is built to last