2021 Chicago Regional Compliance & Ethics Conference
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Artificial Intelligence and Robotics: Ethical, Legal, and Social Implications
2021 Chicago Regional Compliance & Ethics Conference | Presenter(s): Ava Thomas Wright, Stephen Wu | July 16, 2021
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Why artificial intelligence and robotics will change the world more than any technologies in the history of humankind
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New and old laws that impose compliance obligations on AI and robotics vendors and purchasers
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The crossover between law and ethics regarding AI and robotics
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COVID-19 and Compliance
2021 Chicago Regional Compliance & Ethics Conference | Presenter(s): Elizabeth Brown, Tracy O'Flaherty | July 16, 2021
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How does working from home impact your compliance program?
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What are the compliance considerations surrounding requirements for COVID-19 testing or vaccinations?
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What new areas should be added to your compliance program as a result of the pandemic?
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What to Know Before You Crypto: Unique Compliance Risks Posed by Crypto Products and Services
2021 Chicago Regional Compliance & Ethics Conference | Presenter(s): Justin Steffen | July 16, 2021
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Crypto presents a number of unique issues, including issues pertaining to insurance, governance, tax liability, and regulatory risk
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Different regulatory regimes (OCC, FDIC, SEC, CFTC, FinCEN, etc.) apply to crypto products, making compliance a minefield
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Harnessing your crypto knowledge and utilizing traditional risk mitigation (e.g., insurance, indemnities, R/W) and non-traditional risk mitigation techniques (such as custody and storage solutions), can help compliance officers “crypto with caution”
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Environmental, Social, and Governance
2021 Chicago Regional Compliance & Ethics Conference | Presenter(s): Maryann Waryjas, Ellen Hunt | July 16, 2021
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From the board, to rating agencies, to your customers, who are the stakeholders and how to manage their different expectations
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Getting a seat at the ESG table for Ethics and Compliance
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How to leverage ESG to improve your Ethics and Compliance Program
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How E&C Professionals Can Shape a Culture of Honesty
2021 Chicago Regional Compliance & Ethics Conference | Presenter(s): Ron Carucci | July 16, 2021
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The four factors that determine if people will tell the truth, behave fairly, and serve a greater good
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Based on a 15-year longitudinal study of 3,200 leaders, explore key findings around how honesty (defined as truth, justice, and purpose; and saying the right thing, doing the right thing, as well as saying and doing the right thing for the right reason) impacts employee experience and company performance
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Recommended actions for those in E&C roles for influencing their organization’s honesty behavior
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What Does Being an "Ethical Company" Mean Today?
2021 Chicago Regional Compliance & Ethics Conference | Presenter(s): Ted Banks | July 16, 2021
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What are some of the indicia of a toxic corporate culture?
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What is the role of education in “fixing” a corporate culture problem?
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What can a compliance officer do to remediate corporate culture problems?
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