2020 Seattle Regional Compliance & Ethics Conference

1. Operational Challenges during the Pandemic: A Global Perspective

   2020 Seattle Regional Compliance & Ethics Conference  | Presenter(s): Atanas Boychev  | November 13, 2020 

   • Business challenges faced by a consumer goods company during the pandemic

   • Understanding those challenges and their impact on internal controls and compliance risks

   • Strategies for mitigating risk during and after the pandemic

2. Public Sector Compliance Use Case

   2020 Seattle Regional Compliance & Ethics Conference  | Presenter(s): Kelli Hooke, Megan Campbell Visk  | November 13, 2020 

   • How public sector compliance program is different than a B2B compliance program

   • The creation of the public sector compliance program

   • Inclusion of objective controls monitoring and testing to identify issues of non-compliance

3. Did Your Anti-Corruption Compliance Program Survive the Pandemic? Assessing the Status of the Compliance Program after the Disruption of COVID-19

   2020 Seattle Regional Compliance & Ethics Conference  | Presenter(s): Sandra Gonzalez, Adelaida V. Mihu  | November 13, 2020 

   • Identifying available resources and stakeholders

   • Finding compliance program failures by either leveraging existing information or obtaining new relevant information

   • Analyzing the root cause of the findings

   • Remediating findings, which may include enhancements to the compliance program

4. How to Self-Promote While Remaining True to Yourself: Finding and Leading with Your Own Voice

   2020 Seattle Regional Compliance & Ethics Conference  | Presenter(s): Lisa R. Fine, Mary Shirley  | November 13, 2020 

   • Podcast as a case study; plus creating a podcast as part of your Compliance Communications Plan

   • Playing an active role on social media – tips for interaction and engagement

   • Collaborating with members of the Compliance Community – work on projects with external Compliance colleagues to help build your network before you need it

5. The Latest on the CCPA, CCPA 2.0, and Washington State Data Protection Laws

   2020 Seattle Regional Compliance & Ethics Conference  | Presenter(s): Scott Giordano  | November 13, 2020 

   • Since California Consumer Privacy Act of 2018 (CCPA) went into effect on January 1st, at least 40 lawsuits have been filed against companies that have allegedly violated the law, and more are almost certainly on the way

   • Lost in the all of the media attention surrounding the CCPA is the fact that Washington state has updated its data protection laws in multiple ways

   • In this presentation, we’ll review the latest CCPA private and government enforcement actions, the status of the CPRA (“CCPA 2.0”), and compliance best practices for the new Washington data protection laws

6. Behavioral Ethics: The Psychology of Moral Behavior

   2020 Seattle Regional Compliance & Ethics Conference  | Presenter(s): Sven Peterson, Werner De Bondt  | November 13, 2020 

   • How do individuals make ethical choices? We consider the psychological processes that result in ethical decisions and behavior. Our focus is on actual human conduct rather than a priori normative principles elaborated by intellectuals throughout history

   • We also ask how social institutions, e.g., law or regulatory and corporate policies, influence moral functioning. Their effects are often counterproductive

   • Lastly, we explore behavioral interventions (validated by insights from psychology) that foster ethical behavior and have the potential to bring about a culture of service and purpose. We offer examples within a corporate/organizational setting, e.g., nudges that preserve freedom of choice, yet tweak behavior