2020 Compliance & Ethics Institute (CEI)

101. Asia, State of the Union: Compliance Relations in Asia

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Mark Stanley, Jason Chang, Jimmy Chatsuthiphan  | September 14, 2020 

     • Recent regulatory enforcement activity affecting the region

     • Vast and diverse geopolitical, business, and compliance challenges

     • Practical tips and solutions for compliance professionals

102. Cultivation of Culture and Compliance Partnerships

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Jaclyn Badeau, Ashley Lewis  | September 14, 2020 

     • Cross-functional partnerships: Who to connect with, how often, and why

     • Engaging employees: Why engagement is key to proving Ethics and Compliance is not the enemy

     • Rebranding your hotline solution: Why words matter and how you can use words to connect with your employees

103. California Consumer Privacy Act Enforcement Update

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Jana Terry  | September 14, 2020 

     • The final CCPA regulations (published in Summer 2020) contain requirements that go beyond the CCPA itself. We will cover the highlights and provide action items for ensuring that your CCPA program complies with both the law and the regulations

     • July 2020 was the first month that the California Attorney General could enforce the CCPA. This session will provide information regarding the AG's enforcement actions and how they reveal enforcement priorities

     • How have plaintiff's lawyers reacted to the CCPA's private right of action? This session will update you on the individual and class action lawsuits filed to date and identify ways that you can shore up your CCPA program to reduce the risk of litigation

104. Building a Culture of Compliance

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Kathleen O'Toole, Elizabeth Brown  | September 14, 2020 

     • Learn strategies for building and/or enhancing a culture of compliance within organizations, including leveraging internal resources and tailoring approaches based on company profile, discussed in relation to the recent government guidance documents

     • Discuss specific employee compliance engagement methods, such as activities and events, communications, and training initiatives, based on real-world examples and case studies from McDonald's and Groupon

     • Review innovative and cutting-edge training and involvement strategies, including AI and predictive modeling

105. SEC Disclosure Rule for Resource Extractors

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Michael Hazel  | September 14, 2020 

     • Learn about what these rules, nearly a decade in the making, are and how they could impact your company

     • Discuss how relevant companies can prepare for the rules

     • Practical tips on complying with the new rules

106. Beyond Awareness: Build A Compliance Program That Will Leave Your Employees Cheering

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Adam Balfour  | September 14, 2020 

     • Too many companies make the mistake of focusing on raising awareness about their compliance programs

     • Brand experts look past brand awareness to measure brand relevance and resonance. Compliance must do the same in order to engage your employees and get their buy-in

     • Hear practical and cost-effective ideas that have worked and left employees cheering and punching the air in celebration during compliance trainings (including Bridgestone’s Compliance Battle Royale)

107. Building an Effective Policy Management and Governance Program with Intention

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Jami Bailey  | September 14, 2020 

     • Scoping the policy opportunity; understanding the state of your policies

     • Gathering stakeholders and building the case for change

     • Evolving beyond policy as just a document; making policy matter

108. Case Study: Involving Employees to Bring your Ethics & Compliance Communication Campaigns to Life

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Ronald Feldman, Ula Ubani, Brendan Miller  | September 14, 2020 

     • Discuss the organizational benefits of involving your employees in communicating and promoting ethics, compliance and the importance of speaking up

     • Case Study: Review BMO's BMO-on-the-Street with Actions Matterly" speak up communications campaign. Discuss rationale, obstacles, logistics, and results

     • Case Study: Review the NYC Fed's "In-Fed-Stigate" compliance and risk awareness campaign. Discuss rationale, obstacles, logistics, and results

109. Privacy Compliance 101 (2020 Compliance & Ethics Insitute)

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Brad Hammer, Robert Bond  | September 14, 2020 

     • While questions abound as to the impact of current and forthcoming data privacy regulation around the world, compliance programs must be responsive to current regulatory frameworks and business needs as well as adaptable to the changing landscape

     • This session starts by providing tools to understand how to evaluate the privacy risk and regulatory impact of your business: What data do you have? What laws are you subject to? How do you determine risk? How do you talk to the business about privacy?

     • Once we go through evaluating your compliance needs, we will discuss basic strategies for putting together a compliance plan and program that is effective at mitigating current risk and adaptable to changes in the law and business

110. The Trouble with Moral Relativism

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Jason Meyer  | September 14, 2020 

     • In an environment of self-confirming information bubbles, finger-pointing and hyper-partisanship, is there a risk of erosion of the bedrock upon which we work - shared core values?

     • While research says some younger people are more likely to greet moral issues with an attitude of "Whom am I to judge?", others may indulge in the “cancel culture.” What does this mean for compliance?

     • How does the language of ethics and compliance training, communications, and leadership need to adjust to tribalism and decreased engagement with any ethical polestar?

111. Learn More from Your Data While Improving Data Security

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Josh Clemens, Dusan Velickovic  | September 14, 2020 

     • Lessons learned from shifting a mid-sized non-profit smoothly from various unique practices and processes to an organized electronic data-driven operational management culture

     • Overview of easy-to-implement free or inexpensive tools and best practices for secure collection and organization of data from staff and clients to improve staff ownership and management reporting

     • How Boys & Girls Village makes the most of our data for compliance, inventory management, staffing optimization, and effective forecasting