2020 Compliance & Ethics Institute (CEI)

76. Creating Great Compliance Training in a Digital World (2020 Compliance & Ethics Institute)

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Kirsten Liston, Tricia Cornell, Rachel Batykefer  | September 14, 2020 

    • Reach and persuade your workforce through outstanding training

    • Focus on the needs and attitudes of a 21st-century audience

    • Train yourself and your staff to think like a lawyer, talk like a human

77. Leveraging Culture at Utility and Energy Companies

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Alistair Raymond, Alexander Tait, Andrew Jacobs  | September 14, 2020 

    • Stakeholders are demanding that companies change the way they behave as a result of scandals and evolving values

    • Energy companies, and in particular utilities, face cultural challenges in areas such as aging workforce demographics, embedded labor practices, increased diversity across service geographies, and a traditional risk aversion to change

    • Learn about the formal and informal systems that shape culture and conduct, including industry trends, recent behavioral science research, and practical solutions

78. Identifying Personnel Needs and Leveraging Varied Skill Sets to Staff an Effective Compliance Department

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Martha Radocy, Gregory Bates, Felipe Maldonado Garcia  | September 14, 2020 

    • Align the compliance programs staffing needs with the organization’s commercial strategy and risk assessment

    • Align the compliance programs staffing needs with the organization’s commercial strategy and risk assessment -evaluate the compliance programs personnel needs versus existing resources to identify strengths, weaknesses, opportunities, and threats

    • Consider various ways to fill resource gaps, including providing employee growth opportunities, repurposing team members, and leveraging employees outside the core Compliance department to achieve program effectiveness

79. Making Compliance and Ethics Relevant: Perspectives from the Utilities Industry

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Natalie Walker, Angelique Dorsey  | September 14, 2020 

    • Successful compliance program tips for organizations where the risks are localized, but significant; there is exposure from state and local regulators and elected officials; and there is direct impact from customer complaints

    • Practical and effective ways to demonstrate the importance of compliance and ethics to all employees, especially those who do not have office jobs

    • Ways to leverage the utilities industry's safety-oriented culture to heighten the prominence of organizational core values and the Code of Conduct

80. From Data to Insights: Managing Risk using Continuous Monitoring Analytics

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Kara Bonitatibus, John Rah, Andy Miller  | September 14, 2020 

    • Understand the current analytics landscape for both compliance and audit disciplines

    • Learn how to leverage the massive enterprise data stores to generate insights and expose spend risk from all areas of your business

    • See why visual analytics are the secret weapon to investigating issues in real-time and collaborating across disciplines in your organization

81. The Ups and Downs of Social Media Compliance

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Kortney Nordrum  | September 14, 2020 

    • Examine the risks of employee and company use of social media

    • Learn where the risks hide and how to find them, identify them, and fix them

    • Leave with a sample social media policy and tips on how to implement best practices

82. Highly-Regulated and Limited Resources Doesn't Have to Mean Boring

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Dana Gillett, David Douglass  | September 14, 2020 

    • Learn about implementing a Compliance and Ethics Week and other training opportunities on a budget

    • Discover how to develop communications, utilize blogs and company apps, and develop awareness tools like video shorts

    • Explore entertaining ways to effectively promote your compliance program

83. Two Idiots and Chad: The Breach Response That Goes Wrong

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Shamoil Shipchandler, Chad Pinson, Jay Johnson  | September 14, 2020 

    • Through role playing and heavy audience involvement, the panel will provide a lighthearted look at common mistakes and misunderstandings by a hypothetical company in responding to a security incident, through the eyes of the CEO, GC, and CISO

    • The presentation will review best practices for conducting an investigation; internal and external PR issues; preservation, privilege and other litigation issues; and effectively interfacing with external constituents

    • The panelists will recap each poor decision made by the “three idiots” and outline a better course

84. How to Conduct Independent Investigations on Foreign Operations

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Renata Muzzi, Geert Aalbers, Shin Jae Kim  | September 14, 2020 

    • Cross-border investigations often add a layer of complexity beyond the issues seen in domestic work

    • In this session we will discuss how to better handle multijurisdictional internal investigations, especially in times of a growing number of cross boarder government investigations

    • Do’s and Don’ts when conducting a cross-border internal investigation

85. What Red Adair Teaches us About Cybersecurity

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Jonathan Armstrong  | September 14, 2020 

    • Advanced learning from the latest data breach incidents

    • How to reassess your current practices and raise your risk-level calculations

    • Glean insights from enforcement actions and regulatory comments

86. Investigating and Communicating Compliance in Far-Flung Places: Challenges with a Distributed Workforce

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Tameka Ramsey, Eric Morehead  | September 14, 2020 

    • How to build trust with employees in remote and unique work locations and how to keep them engaged in building a culture of ethics and compliance

    • Barriers to expect when investigating concerns or trying to communicate compliance expectations in a remote location or to a distributed workforce

    • Strategies to overcome impediments to successful investigations or compliance communication plans

87. Operationalizing a Global Compliance & Ethics Program: Fundamentals to Drive Functionality

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Marc Ferzan, Adam Balfour  | September 14, 2020 

    • Understand why to develop an integrated global compliance and ethics program

    • Hear about the key elements of a global program, including culture, communications, leadership, and risk assessment and prioritization

    • Other practical tips and lessons learned from the field in building and sustaining a global program

88. Talent Management and Ethics Outreach: How Lockheed Martin Reaches out to Future Engineers

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): David Gebler, Blair Marks  | September 14, 2020 

    • Participants will explore the importance and benefits of a defined academic engagement program

    • The discussion will include a review of academic outreach programs, such as case competitions and on-campus speaking engagements

    • We will examine ways to partner with professionals in the talent management and university relations organizations

89. Unconscious Bias, Cognitive Errors, and the Compliance Professional (2020 Compliance & Ethics Institute)

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Michael Johnson  | September 14, 2020 

    • Strategies for compliance professionals to avoid and reduce the impact of unconscious bias and cognitive errors in their work

    • Cognitive errors that can impact compliance officers during investigations, including affinity bias, confirmation bias, expectancy effects, investigator bias, lie bias, priming, trustworthiness bias, and Dangerous Decisions Theory

    • Unconscious bias towards social groups, including how to assess bias using the Implicit Association Test

90. "This is Not the Hill I'm Going to Die On" and Other Rationalizations Used by Even the Very Best Compliance Professionals

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Steven Priest  | September 14, 2020 

    • SCCE sessions focus a lot on shaping the behavior of employees, managers and leaders in an organization. This is right and good. However, what about you? As a compliance professional, you are faced with special challenges. This session focuses on you

    • We will explore common and not so common situations that compliance professionals face. The session will articulate the main issues, personal and professional challenges, and how to overcome them with integrity and - hopefully - a job

    • The session will use real-world cases as the foundation. Self-reflection and discussion with your peers in small groups will unpack the cases

91. 3... 2... 1... Liftoff! Operationalizing Ethics and Compliance

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): June Lassiter, Hillah Culman  | September 14, 2020 

    • Launching a new compliance initiative could be daunting. This session will provide attendees practical steps in assuring a successful launch

    • Presenters will work with participants on defining a path to full adoption through milestones

    • The discussion will also include measurable results through metrics

92. 60 Minute Compliance Coach: Solutions to your Sleepless Nights

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Amii Barnard-Bahn, Mary Shirley  | September 14, 2020 

    • To be an effective Compliance Officer, you need to be a high performer not just technically but also navigating office politics and tricky soft skills issues. This session will impart actionable takeaways from a qualified and experienced executive coach

    • Sit down with Amii and Mary to hear about approaches for dealing with some of the most common and complex professional problems for Compliance Officers including difficult stakeholders, championing yourself to promotions and negotiating pay increases

    • In addition to hearing about solutions for managing upwards when you have an incapable or difficult boss, rising above malicious colleagues and getting yourself a seat on the board, you'll have an opportunity to pose your own quandaries coached to success

93. Keep Calm and Compliance On: 2.0 Edition

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Lisa Beth Lentini Walker, Diana Trevley  | September 14, 2020 

    • This session is full of fun and hands-on activities exploring practical ways to implement growth mindset, mindfulness and gratitude practices into your daily life

    • Discover more science-backed strategies to deal with burnout and crises and learn about happiness traditions and practices from around the world, from hygge in Scandanavia to hooponopono in Hawaii

    • Leave with your own customized game-plan for Keeping Calm and Compliance On, designed to transform you from stressed-out compliance professional to effective and energetic leader

94. Recession-proof Your Career TODAY!

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Samantha Kelen, Lisa Beth Lentini Walker  | September 14, 2020 

    • 2020 has been more challenging than most would have imagined, but there are key techniques available to you right now to make yourself more marketable, less dispensable, and more resilient

    • Join us to learn the tips and techniques that can make your career soar - in good times and the rest of the time

    • You will learn habits that will serve you for a lifetime, actionable insights to guide you, and how to fill the gaps

95. The Landscape of Fraud in 2020

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Bruce Dorris  | September 14, 2020 

    • The latest ACFE research into how fraud is perpetrated, how it is detected, and who the perpetrators are

    • Trends in what organizations are doing to protect themselves from would-be fraudsters, including how they employ various anti-fraud technologies

    • What anti-fraud controls have the greatest impact, and variations in how the fraud investigation function is positioned and approached

96. Reporting in the Time of COVID-19

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Carrie Penman, Kyle Welch  | September 14, 2020 

    • Ms. Penman will review hotline reporting data from the first half of this year, pre- and post-COVID lockdowns; highlighting trends, gaps, concerns, etc.

    • Prof. Welch will discuss the importance of keeping your organization’s hotline open and responsive; more reports make for a healthier culture, especially when workers are remote

    • Ways to drive employee awareness and engagement in a WFH environment

97. Boeing's 737 MAX: A Trifecta of Ethics & Compliance Failures

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Michael Fricke  | September 14, 2020 

    • How Boeing's organizational culture stifled concerns about safety and ethical behavior, and how your organization can steer clear of this type of culture

    • How regulatory and compliance failures turned a surmountable challenge into a global disaster, and what we can learn when it comes to our own compliance efforts

    • How ethical leaders take ownership of challenges and use moral imagination to come through them even stronger, and how Boeing's leadership failed the test

98. Building Organizational Trust and Trust in the Compliance Team

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Ana-Paola Capaldo Aoun, Jannica Houben, Tech Data Europe, IEEE  | September 14, 2020 

    • How do you keep the company focused on enhancing and enforcing a culture of compliance during a crisis?

    • Are you measuring the impact of the pandemic on your compliance program and incident reporting?

    • What steps have you taken to ensure that your employees around the world continue to trust you and the process? How do you keep the momentum going as we begin to resume in person workplaces?

99. Antitrust Compliance 2.0: Tackling the Toughest Parts of the DOJ Compliance Program Guidance

    2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Pedro de la Torre, Tim Bridgeford, Douglas Tween, Marvin Price  | September 14, 2020 

    • Examine in detail the latest U.S. Department of Justice Antitrust Division compliance guidance

    • Understand the DOJ’s expectations with respect to risk assessments, auditing and monitoring, information exchange, and tracking competitor contacts

    • Learn evolving competition compliance best practices, tips and tools from in-house experts and former enforcers to manage risk

100. General Session: Lessons Learned from the COVID-19 Pandemic

     2020 Compliance & Ethics Institute (CEI)  | Presenter(s): Justin Ross, Blair Marks, Art Weiss, Adam Turteltaub  | September 14, 2020 

     • Working with distributed workforces, including the compliance team, itself

     • Adjusting to rapidly changing situations and risk profiles: How to stay compliant while the ground is still shifting

     • Implications for post-pandemic compliance programs and looking to the new normal