Current Developments in Compliance Program Ethics Considerations for Compliance Officers and Attorneys

Theodore Banks, Partner, Scharf Banks Marmor LLC.

September 15, 2020

  • What are the ethical considerations that face anyone involved in compliance activities, whether or not they are attorneys?

  • What are some of the recent developments over the last year, including situations where compliance officers have become personally liable for failures in the compliance programs they were directing?

  • How do developments in other areas, as technology, pose ethical obligations that might surprise a compliance officer?

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