Building or Altering Your Compliance Program On the Fly: How to Prioritize When Regulators, Monitors or Other External Forces Demand Immediate Changes

Mikhail Reider-Gordon, Managing Director, Institutional Ethics & Integrity, Affiliated Monitors, Inc..

January 22, 2021

  • This session will examine how those within corporate compliance departments and related groups can work to prioritize addressing compliance deficiencies identified by external drivers where demands for immediate corrective actions collide with resource limitations

  • Many companies feel overwhelmed when outside supervisory authorities identify a litany of regulatory compliance deficiencies and fail to give precedence to those that can have the most devastating impacts

  • How do senior management, Corporate Counsel, Ethics & Compliance departments and other internal stakeholders learn to recognize and remediate areas of deficiency when urgency eclipses long-term plans?

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