The 7 Elements Made Easy: Translating Compliance Speak for New Professionals

Courtney Liszka, Regional Ethics and Compliance Manager, Carrier.

2022-11-16

  • Define the overarching purpose of Compliance Programs

  • From a practical perspective in detecting, correcting, and preventing wrongdoing, and;

  • From the perspective of increasing the chances of reduced culpability with the Department of Justice if wrongdoing is missed and prosecuted

  • Discuss the varying language used to describe the 7 Elements Compliance Program across organizations and how they are related

  • Review the element though definition as well as practical application for each

  • Analyze the order of the elements and explore how they can be described as both linear and circular in nature as we strive for continuous improvement

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