21st Annual Compliance & Ethics Institute

76. Extreme Makeover, Ethics and Compliance Edition: Take Your Budget Proposal from Flat to Fabulous

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Assess the weak points of a standard compliance budget proposal

    • Reinvent proposals with a data-driven approach that speaks the Board and Finance language necessary to gain senior buy-in

    • Makeover your ROI case AND your proposal deck with easy-to-follow principles
      

77. The Not So Silent Killer of Compliance & Ethics: Retaliation

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • How to get people to speak up

    • Why retaliation is a serious compliance risk

    • Practical steps to prevent, detect and deter retaliation
      

78. Supercharge Your Compliance and Ethics Program With Behavioral Science Techniques

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Proactively identify, communicate, and overcome common barriers to ethical decision making

    • Analyze root causes, identify ethical red flags, and mitigate potential behavioral risk concerns

    • Incorporate practical steps to mitigate evolving risks related to business changes and remote work
      

79. Can the US Operate With 50+ Sets of Privacy Rules?

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Why there is no single standard for businesses and consumers to rely upon

    • How different states are handling privacy

    • The consequences of the status quo 50+ privacy laws, and possible solutions
      

80. Risk Assessments in Compliance - What We Can Learn and Apply From ERM and Audit

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Discuss the objective of risk assessments within compliance programs

    • Review approaches and strategies for an effective compliance risk assessment

    • Share resources and tools for immediate application to our own risk assessments
      

81. The Monaco Memo: Compliance Lessons from DOJ's Revised Corporate Criminal Enforcement Policies

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Learn how DOJ will consider "corporate recidivism" in charging decisions

    • Understand the factors DOJ will consider when determining whether to impose an independent compliance monitor

    • Discuss DOJ's expectations for compensation clawbacks and third-party messaging apps
      

82. What Is a Software Bill of Materials and Why Should Compliance Professionals Care?

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Learn what a software bill of materials (SBoM) is and why it is vital in cyber risk assessment

    • Understand why SBoMs have not been standard and how the government is advancing them

    • Develop a practical plan for addressing the role of compliance in SBoM issues in your company
      

83. How to Leverage Investigations To Build a Better E&C Program

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Learn how investigations helped us connect theoretical compliance risks to real business threats
      

    • Understand how we used substantiated allegations as momentum to advance the ethics and compliance agenda

    • Hear how we continue to drive ethical culture using investigation outcomes and remedial activities

84. Supercharging Collaboration Between Compliance, Privacy, and Internal Audit

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • The benefits of collaboration between privacy and audit

    • The importance of speaking with one voice about the organization's privacy-related requirements and expectations

    • Working together doesn't limit effectiveness; both teams can broaden their impact by working collaboratively to assist the organization
      

85. Building Your Ethics and Compliance Analytics Program - CEI22

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Developing an analytics plan: Defining who wants what and when

    • Understanding your analytics resourcing options: In-house, outsource, or both?

    • Managing risks, obstacles, and pitfalls when implementing your analytics program
      

86. Order Out of Chaos: Use Your Values for Clear Vision & Action

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Necessity of clear and meaningful statement of values
      

    • Practical application of values when legal/regulatory guidance is uncertain

    • Ability to set proactive business strategies with clear values and strong culture

87. Teach the World To Sing: What Advertising Can Teach Compliance About Changing Culture

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • The first rule in advertising: know your audience. Who are you talking to and what do they need?

    • Powerful communication speaks to emotions, to make people want to keep watching and learning

    • Advertisers tell stories and so do effective compliance initiatives; discover your program's story
      

88. Compliance Diligence in M&A: Inheriting Other People's Problems

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Review importance of compliance diligence in M&A transactions

    • Discuss best practices for resolving compliance issues pre-closing

    • Learn effective approaches to ensure a smooth integration of the target

89. Bridging the Gap Between International Compliance Standards and US Standards

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Identify compliance standards that meet ISO 37001, ISO 19600, and US DOJ criteria

    • Identify areas of international compliance that are covered in US areas outside of the DOJ criteria

    • Create training and communication that enables you to effectively discuss how to bridge the gaps
      

90. Designing Compliance Programs Which Are Based on Outcomes, Rather Than Process

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Recognize the signs of a program overly focused on input and process rather than effectiveness

    • Outline benefits of a program focused on outcomes and ways to redress the balance

    • Demonstrate examples of relevant metrics and apply best practice to your organization

91. It's Not About Materiality: How To Develop a Data-Driven and Effective Compliance Audit Program

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Leverage risk assessments and internal/external data to identify risks and design testing

    • Prioritize root cause analyses to devise control improvements and raise leadership's awareness

    • Analyze case studies to identify common pitfalls when implementing a compliance audit program

92. Best Practices for Developing an Enterprise-Wide Approach to Data Security & Privacy Compliance

    21st Annual Compliance & Ethics Institute  | October 19, 2022 

    • Receive a high- level organizational framework for managing the key areas related to the development of a robust data security and privacy compliance program

    • Understand data security and privacy components specifically as they relate to legal and regulatory obligations, cyber security, and risk management

    • Develop a practical understanding of involving key stakeholders in compliance program development process, and the importance of employee engagement and training as it pertains to the overall data security and compliance culture