Front Matter

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Preface

The compliance and ethics profession continues to evolve and adapt to the times. And as 2020 showed us, the times are changing faster than ever and constantly presenting new challenges. The foundation of what comprises a compliance and ethics program changes very little from year to year. But much of what impacts the daily functioning of a program, based on emerging practices and trends, guidance from regulators, actions from the enforcement community, and other forces change much more rapidly.

That’s exactly where this 2021 edition of SCCE’s Complete Compliance and Ethics Manual (CCEM) serves a vital purpose. The articles you’ll find in CCEM cover all of the details that represent the foundation of an effective compliance and ethics program. But, there are also articles on emerging issues. The content in CCEM is continually being evaluated by SCCE to make sure it is complete and current. Every year, new articles are added and others are updated.

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