2022 European Compliance & Ethics Institute (ECEI)

1. Emerging Issues in European Compliance

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Recent developments affecting compliance programs in Europe

   • Legal and regulatory developments

   • The importance of innovation in compliance programs
     

2. Challenges and solutions in managing sanctions compliance in the complexities of the current world

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Monitoring and reacting to sanctions developments in the current, changing world

   • Managing sanctions risk on a global basis

   • The interplay between sanctions and other compliance risk areas
     

3. Post-Ethics Investigations: What's Next? Remediation or Recurrence?

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Learn what remediation is and how it can drive a downward trend in similar cases

   • Develop a remediation program with a step by-step approach that becomes embedded in your company DNA

   • Perform case handover to root cause analysis to partnering with the business to drive change
     

4. If Orange Is the New Black, Is ESG the New CSR? Was CSR All Greenwash?

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Explore the substantive differences and possible synergies between CSR and ESG

   • Understand the impact of new ESG related legislation and regulation on businesses globally

   • Build a strategy for your international compliance programme to drive value from ESG initiatives
     

5. Petrobras: An Excelling Ethical Journey

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Learn how Brazil's largest company turned around one of the most notorious corruption scandals

   • Share strategies to foster the compliance program and promote a solid culture of ethics and integrity

   • Explore mechanisms to ensure that a state-owned company maintains its independence and governance
     

6. Stepping Up to the Plate: What Leaders Want from Their Compliance Teams in a Crisis

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Companies face more crises than ever before in part due to increased public appetite for bad news and more scrutiny from the press, regulators, and stakeholders. Compliance professionals should be a key part of the response team

   • Three leading experts with experience of handling worldwide crises discuss the compliance officer's role when things go wrong

   • The panel will focus on practical tips and tools to help you when a crisis hits your organisation
     

7. ESG: Procurement, Compliance & 3rd Parties

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • How do you address the changing landscape of 3rd party management

   • Traceability, KPIs and proving the deliverables. Answering social justice

   • Leveraging your compliance power house to the benefits of your market strategy
     

8. The Digital Transformation: Bringing Compliance to Life

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Learn about Sandvik's exciting transformation to bring compliance to a complex organization

   • Hear best practices for creating a digital agenda and utilizing technology more effectively

   • Understand how Sandvik brought its training program to the next level, and how you can too
     

9. Global Accessibility Trends: Best Practices to Reach Equitable Access Compliance across a Broad Portfolio of Websites, Mobile Apps, or IoT Products

   2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

   • Understand specific laws, requirements, and standards in the countries you operate in so that you can advise and take action across business units to build a sustainable approach to inclusive design and development

   • Structure a corporate policy of truly inclusive digital practices for external users of products, in addition to within the organization, to ensure inclusive job postings, on-boarding employees, and all corporate communications offer equitable access

   • Cut through the noise on this niche compliance topic. There is a lot of bad information out there and no quick fixes for this. Explore stories "from the front lines" for those struggling to ignite urgency within their organizations on this human civil rights issue
     

10. Conducting Interviews in a Post-COVID European Investigation

    2022 European Compliance & Ethics Institute (ECEI)  | April 12, 2022 

    • Learn and apply Council of Europe standards for conducting interviews of suspected employees

    • How to prepare for the remote interview, especially the technological challenges presented

    • Techniques for conducting the interview, including new considerations and how to update your style
      

11. Trust Me I'm a.... Compliance Officer! How to Build Trust and Evidence Value in the Compliance Function across Your Organization

    2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

    • Build your unique compliance value proposition, and position compliance as a business enabler

    • Identify tools and tactics to create trust and win confidence from the C-suite to the shop floor

    • Understand the behaviors, competencies, and skills exhibited by successful compliance leads
      

12. Make me Care: How ESG Flips the Script on Compliance Training

    2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

    • Increasingly, the public sees corporations as social actors and employees do too

    • Learn how your compliance training can speak to not just the law but the world we want to live in

    • See examples of compliance training that positions your company as one employees, investors, and the public want to be involved with
      

13. Compliance in Mergers and Acquisitions: Onboard the Board

    2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

    • The necessity for due diligence: How to convince the board

    • Tips to convince management

    • Hear triumphs and trials with integrated due diligence
      

14. Beyond Compliance: A Novartis Perspective

    2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

    • Why organizational culture is so important

    • How to integrate risk management into your program and ways of working

    • How to support associates to do what is right (embedding ethical decision-making)
      

15. Measure Twice, Cut Once: Compliance Due Diligence in Multi-National Transactions

    2022 European Compliance & Ethics Institute (ECEI)  | March 22, 2022 

    • Catalog tools to identify and mitigate merger and acquisition, third-party, and emerging market risks in international business endeavors

    • Understand recent anti-bribery/anticorruption enforcement activities to benchmark your internal methods

    • Apply best practices relating to risks with emerging markets, focusing on legislation to consider, enforcement, local culture, and due diligence.
      

16. Iceland's Secret - Lessons from the World's Biggest Con

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    There is much more than most people realize to the story of the collapse of Iceland's three banks in 2008. The lessons for compliance and ethics professional are numerous. Hear directly from one of the lead investigators, Jared Bibler, whose recent book "Iceland's Secret: The Untold Story of the World's Biggest Con" was described in The Financial Times in January 2022 as "a fantastic read and "an eye-opener." Jared's book finally tells the full story of corruption, painting a remarkable picture while also serving as a cautionary tale - and maybe even a roadmap - for our future

17. Effective Third-Party Due Diligence in LATAM

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • What is an effective due diligence? Defining criteria to run DD. What aspects should we focus on? Defining relevant third parties. The regional factor: The challenge of finding useful information. The impact left by COVID-19

    • Due diligence approved: What is next? Contractual ABC mechanisms, periodic due diligence of long-term contracts, education, and training

    • How to conduct effective monitoring. Periodicity. Key issues. What to do when the results are not what we are looking for.
      

18. Cultural Divide and Compliance

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • Why is implementing compliance in non-Western countries hard and prone to failure?

    • Are the current ABC laws adapted to non-Western cultures?

    • How to reconcile Western-born compliance with local people and cultures
      

19. Compliance & Ethics Challenges in the Wake of the War in Ukraine

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • Understanding sanctions and other prohibitions

    • Reassessing your risk profile

    • Understanding the ethical issues
      

20. Ethics at Work in Unprecedented Times - the good, the bad and the ugly

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • The good news; many organizations have responded well to COVID

    • The bad news: unethical behavior still persists

    • The ugly: many of those who speak up suffer retaliation
      

21. Post-COVID: How to be a Truly Effective Compliance Officer

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • An interactive session exploring the impact of changing work practices on your compliance program

    • Share practical lessons emerging from today's evolving workplace and shifting employee expectations

    • Learn how to make the most of the opportunity of change to optimize your program's effectiveness
      

22. Anti-Bribery Compliance During and After COVID: How Training, Communications, Due Diligence, and Investigations Have Changed

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • The compliance risks of hybrid work: conducting a risk assessment adapting your compliance program

    • Conducting and managing anti-bribery investigations: New considerations and approaches

    • Managing the components of your compliance program from automation to communication
      

23. Investigating Compliance Cases Internally: The Beast and the Beauty

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • Distinguish between a case and a rumor through a clear protocol

    • Define the role of compliance and other stakeholders in investigating compliance incidents

    • Learn about risks and benefits of internal compliance investigations
      

24. Advanced Investigations in Multi-National Companies - ECEI 2022

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • Key success factors: Assembling the team, data capture, crisis communication, and reporting

    • Comprehensive analysis of the investigation process: Counsel, compliance officer, and forensic insights

    • Practical examples and mini case studies: Using external vs. internal team
      

25. Compliance MicroLearning: A Large-Scale, Evaluated Pilot at the UK Retailer Tesco

    2022 European Compliance & Ethics Institute (ECEI)  | March 23, 2022 

    • Learn about the micro-learning pilot that Tesco ran for more than 2,000 colleagues

    • Understand how the pilot was evaluated and how it was successful in meeting its learning objectives

    • Consider where next for micro-learning versus traditional computer-based compliance training