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Effective auditing and monitoring for your compliance program

Marti Arvin (marti.arvin@cynergistek.com) is Vice President of Audit Strategy at CynergisTek, in Austin, TX.

What is effective auditing and monitoring in support of an effective compliance program? There is no clear-cut answer, but it is clear that doing nothing will not get you to effectiveness. The key question is how much of something must be done? It is helpful to understand what the two terms mean. They are often used as a single phrase, but the two activities are distinctly different. Understanding what the two activities entail can help determine if what is being done supports an effective compliance program.

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