Compliance Standards and Procedures

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APPENDIX 3-H: Sample Policy Prioritization Matrix

Low Risk

High/Medium Risk

High Regulatory Risk

All Company Employees Affected

  • Wage and Hour

  • Corp. Contributions & Volunteer Activities

  • Intellectual Property

  • IT Security

  • Discrimination and Harassment

  • Procurement

  • Social Media

  • Records Management

  • Travel & Entertainment

  • Gifts & Entertainment

  • Code of Business Conduct

  • Speaking Up

  • Privacy

  • EH&S

Multiple Area Affected

  • Extension of Credit

  • Tools

  • Introduction of New Technology

  • Procurement / Approval to Buy

  • Conflicts of Interest

  • Generally Accepted Accounting Principles

  • Insider Trading

  • Anti-bribery & Corruption

  • Competition Law

  • Disclosure

Single Department Affected

 

 

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